10 securities trader job offers in Toronto, ON
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Compliance Officer, Governance & Strategy - Global Complianc
Downtown, Toronto, ON
...Rules, Montreal Exchange Rules, Financial Industry Regulatory Authority (FINRA) rules, as well as a sound understanding of Canadian provincial securities
5 days ago in JobleadsReport -
Compliance Officer, Governance & Strategy - Global Complianc
new Scotiabank Toronto, ON
...Minimum of 3-5 years of related experience at a financial institution and/or regulated securities dealer Able to work independently and with other staff
1 day ago in Tideri-caReport -
Compliance Officer, Governance & Strategy - Global Complianc
new Scotiabank Toronto, ON
...securities dealer. Able to work independently and with other staff across functional lines within the Bank. In-depth knowledge of regulatory and compliance...
1 day ago in Tideri-caReport -
Compliance Officer, Global Compliance Trade Surveillance
Downtown, Toronto, ON
...Conduct and Practices Handbook Course (CPH), Trader Training Course (TTC) and/or the Derivatives Fundamentals Course (DFC) preferred. Minimum of 3-5 years
13 days ago in JobleadsReport -
Compliance Officer, Global Compliance Trade Surveillance
Downtown, Toronto, ON
...Securities Course, Conduct and Practices Handbook Course (CPH), Trader Training Course (TTC) and/or the Derivatives Fundamentals Course (DFC) preferred.
13 days ago in JobleadsReport -
Compliance Officer, Governance & Strategy - Global Complianc
Scotiabank Toronto, ON
...Minimum of 3-5 years of related experience at a financial institution and/or regulated securities dealer Able to work independently and with other staff
10 days ago in Jobs2WebReport -
(GCW592) - Compliance Officer, Global Compliance Trade Surve
Scotiabank Toronto, ON
...and/or professional designations Securities licenses, Canadian Securities Course, Conduct and Practices Handbook Course (CPH), Trader Training Course (TTC)
12 days ago in KitjobReport -
Compliance Officer, Global Compliance Trade Surveillance | [
Scotiabank Toronto, ON
...Post-Secondary education and/or professional designations. Securities licenses, Canadian Securities Course, Conduct and Practices Handbook Course (CPH), Trader
15 days ago in KitjobReport -
Compliance Officer, Governance & Strategy - Global Complianc
Scotiabank Downtown, Toronto, ON
...Canadian Securities Course, Conduct and Practices Handbook Course (CPH), Trader Training Course (TTC) and/or the Derivatives Fundamentals Course (DFC)
10 days ago in KitjobReport -
DB551 - Compliance Officer, Governance & Strategy - Global C
Scotiabank Toronto, ON
...Trader Training Course (TTC) and/or the Derivatives Fundamentals Course (DFC) preferred Minimum of 3-5 years of related experience at a financial institution
9 days ago in KitjobReport
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