Securities operations job offers in montréal, qc

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  • Senior Trading Conduct Compliance Examiner

    CIRO / OCRI Montréal, QC

    ...Core Responsibilities Lead and participate in reviews of Dealers’ equity trading records and supervision policies and procedures for compliance with securities...
    22 days ago in Jobleads

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  • Compliance Specialist

    Recruit Action Montréal-Nord, Montréal, QC

    ...securities industry. Strong interpersonal skills with the ability to influence and guide advisors. Strong organizational skills with the ability to manage...
    22 days ago in Jobleads

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  • Business Conduct Compliance Examiner

    CIRO / OCRI Montréal-Nord, Montréal, QC

    ...securities and mutual funds industry, CIRO Dealer Members and their activities Ability to quickly understand the risks associated with new business lines or...
    22 days ago in Jobleads

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  • Examiner, Business Conduct Compliance

    Canadian Investment Regulatory Organization Montréal-Nord, Montréal, QC

    ...securities and mutual funds industry, CIRO Dealer Members and their activities Ability to quickly understand the risks associated with new business lines or...
    22 days ago in Jobleads

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  • Client Servicing Associate

    Mercer Montréal-Nord, Montréal, QC

    ...is responsible, enabling prompt and effective responses to client requests. Participate in the onboarding of new accounts by coordinating with operations...
    22 days ago in Jobleads

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  • SRE Azure Engineer

    Trekrecruit Montréal, QC

    ...for a strong technologist and a doer who is willing to lead by example by being hands on every day. This role will be supporting Institutional Securities...
    27 days ago in Jobleads

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  • Fund Accounting Senior Advisor

    Banque Nationale du Canada Montréal, QC

    ...Securities Tax Accounting 期 Teamwork InfluencePILE others Initiative Learning Agility Resiliency Tax Returns Associate Chartered Accountant (certification...
    22 days ago in Jobleads

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  • Compliance Lead, Membership Intake

    CIRO / OCRI Montréal-Nord, Montréal, QC

    ...securities legislation impacting Dealer Members. Strong knowledge of crypto‑related products and services and the regulation of crypto dealers in Canada...
    22 days ago in Jobleads

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  • Chief operating officer

    TALINKO Montréal, QC

    ...operations management and administrative management Experience in process optimization and improvement (systems, automation, etc) Good knowledge of...
    29 days ago in Jobleads

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  • Trade Support Analyst

    SGS Société Générale de Surveillance SA Montréal-Nord, Montréal, QC

    ...the person in this position will need to collaborate regularly with colleagues and partners in the United States. Due to US Federal Securities law applying to
    22 days ago in Jobleads

    Report
  • Sr Membership Intake Examiner (Business Conduct Compliance)

    CIRO / OCRI Montréal-Nord, Montréal, QC  +2 locations

    ...Experience in and strong knowledge of regulatory processes and requirements Successful completion of the Canadian Securities Course and Conduct & Practices
    22 days ago in Jobleads

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  • Director, Legal

    Life After Law Montréal, QC

    ...and oversee the applicable legal and regulatory needs. This lawyer will work closely with the leadership team, provide strategic guidance, advise on operations...
    8 days ago in Jobleads

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  • Compliance Officer (Registration Specialist)

    SGS Société Générale de Surveillance SA Montréal-Nord, Montréal, QC

    ...department acts as Second Line of Defense of the corporate banking, investment banking and broker–dealer activities across Societe Generale’s operations...
    22 days ago in Jobleads

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  • Associate

    Banque Nationale du Canada Montréal, QC

    ...and maintain a strong understanding of the economic and financial environment. Your role Participate in the Bank’s secured and unsecured funding operations...
    16 days ago in Jobleads

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  • Trader Support Unit Bonds- Analyst

    SGS Société Générale de Surveillance SA Montréal, QC

    ...Securities Knowledge of FED, DTC and Euroclear, GSCC/FICC netting and CTM Bachelor’s degree in finance or economics Required Competencies Strong...
    28 days ago in Jobleads

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  • Wealth Associate

    National Bank Montréal, QC  +1 Location

    ...Responsibilities Support investment advisors in providing superior customer service and be available to meet client requests Carry out routine operations...
    23 days ago in Jobleads

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  • Fund Accounting Senior Analyst

    Banque Nationale du Canada Montréal, QC

    Area(s) of interest: Finance and accounting, Operations Location(s): Montreal A career in accounting and taxation at National Bank means contributing to the...
    22 days ago in Jobleads

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  • Business Governance Associate

    Banque Nationale du Canada Montréal, QC

    ...securities financing, settlement, market events, taxation, reconciliations, and payment activities are an asset. Proven leadership, autonomy, and critical...
    22 days ago in Jobleads

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  • Private Wealth Portfolio Manager - Montreal QC

    Scotiabank Montréal, QC

    ...operations of his/her respective areas in accordance with firm’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy...
    16 days ago in Jobleads

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  • Fund Accountant M/F

    Crédit Agricole Group Montréal-Nord, Montréal, QC

    ...securities breaks by coordinating with relevant teams to close outstanding items. Monitor and manage the shared inboxes to ensure timely handling of client...
    10 days ago in Jobleads

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  • Assistant wealth management advisor

    Archer Group Montréal-Nord, Montréal, QC

    ...securities CIM title acquired or in the process of being obtained, or level 2 CFA exam completed Financial planner designation, an asset Financial security...
    22 days ago in Jobleads

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  • Compliance Officer – Responsable, conformité

    BJRC Recruiting Montréal-Nord, Montréal, QC

    ...Securities Course (CSC) and/or Conduct and Practices Handbook (CPH) considered an asset Based in Montreal Seniority level Associate Employment type...
    22 days ago in Jobleads

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  • Senior Manager Transfer

    National Bank Montréal, QC

    A career as a Director of Transfers within the Investment Operations team at National Bank is first and foremost about exercising and mobilizing leadership...
    12 days ago in Jobleads

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  • Trade Support Analyst

    Societe Generale Montréal-Nord, Montréal, QC

    Join to apply for the Trade Support Analyst role at Societe Generale. ABOUT THE JOB Reference 25000O1D The aim of Global Banking Technology & Operations...
    22 days ago in Jobleads

    Report
  • Trade Support Analyst

    SGS Société Générale de Surveillance SA Montréal-Nord, Montréal, QC

    About the Job The aim of Global Banking Technology & Operations (GBTO) Canada is to deliver day‑to‑day services to Société Générale investment and corporate...
    22 days ago in Jobleads

    Report
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Securities operations job offers in montréal, qc

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