36 securities analyst job offers in Calgary, AB
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Senior Regulatory Analyst - Securities Compliance (Hybrid)
Drake International Calgary, AB
A leading staffing agency in Alberta is seeking a Senior Regulatory Analyst. The role requires conducting complex reviews and ensuring compliance with...
2 days ago in Talent.comReport -
Financial analyst
university of calgary Calgary, AB
...briefings notes and correspondence Provide investment advice and recommendations to clients, senior company officials, pension fund managers, securities...
6 days ago in JobleadsReport -
Senior Regulatory Analyst
Drake International Calgary, AB
Our client, an industry-funded regulator responsible for administering the province's securities and derivatives laws is looking for a Senior Regulatory...
2 days ago in Talent.comReport -
AML Compliance Analyst
Manulife Calgary, AB +1 Location
...Management Limited, Manulife Wealth, Manulife Investments and Manulife Bank and Trust. Reporting to the AML/ATF Program Manager, the AML Compliance Analyst...
2 days ago in Talent.comReport -
AML Compliance Analyst
Manulife Calgary, AB +1 Location
...Management Limited, Manulife Wealth, Manulife Investments and Manulife Bank and Trust. Reporting to the AML/ATF Program Manager, the AML Compliance Analyst...
5 days ago in JobleadsReport -
Senior Compliance & Risk Governance Analyst
new TD Calgary, AB
...of relevant experience in a securities regulated business. This position offers competitive compensation and a comprehensive benefits package. J-18808-Ljbffr
1 day ago in JobleadsReport -
Senior Compliance Governance & Operations Analyst
new TD Calgary, AB
...Branch Manager, ABM, and the Advisors and PMs within the market. The role requires supervisory licensing under CIRO and demonstrated experience in a securities...
1 day ago in JobleadsReport -
Senior Compliance Governance & Operations Analyst
TD Calgary, AB
...Branch Manager, ABM, and the Advisors and PMs within the market. The role requires supervisory licensing under CIRO and demonstrated experience in a securities...
2 days ago in Talent.comReport -
Wealth Advisor: Build Your Own Client Practice
new RBC Dominion Securities Calgary, AB
A leading financial services firm seeks an Investment Advisor in Calgary, Alberta. This role involves building strong client relationships and managing financia
1 day ago in JobleadsReport -
Hybrid Wealth Advisor: Build Trusted Client Partnerships
new Banque Nationale du Canada Calgary, AB
...Investment Regulatory Exam and Retail Securities Exam. Join us to make a positive impact in clients' lives in a flexible work environment. J-18808-Ljbffr
13 h 25 minutes ago in Talent.comReport -
Advisor, Environment - Projects and Closure Planning
Burgundy Diamond Calgary, AB
...regulatory engagement on reclamation and closure, securities, and mine planning programs; Timely review and submission of regulatory reports and response to
2 days ago in Talent.comReport -
Investment Advisor
new RBC Dominion Securities Calgary, AB +7 locations
Job Description Grow your business, your way – with RBC. As an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals...
1 day ago in JobleadsReport -
Investment Advisor
RBC Dominion Securities Calgary, AB +1 Location
Grow your business, your way – with RBC Job Description As an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals...
5 days ago in JobleadsReport -
Investment Advisor
new RBC Dominion Securities Calgary, AB +1 Location
Grow your business, your way – with RBC As an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals, while we help you...
13 h 12 minutes ago in JobleadsReport -
Investment Advisor
RBC Dominion Securities Calgary, AB
Grow your business, your way – with RBC Job Description As an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals...
2 days ago in Talent.comReport -
Advisor, Environment - Projects and Closure Planning
Burgundy Diamond Mines Calgary, AB
...securities; Support mining operations through the provision of technical and regulatory guidance; Support permitting of new developments and changes to...
2 days ago in Talent.comReport -
Wealth Advisor (Multiple locations available)
new Fidelity International Calgary, AB
...securities. Must meet CIRO proficiency requirements. Working towards CIM or CFA (Level 1) is an asset. CFP (Certified Financial Planner) or PFP (Personal...
1 day ago in Talent.comReport -
Sr Membership Intake Examiner (Business Conduct Compliance)
CIRO / OCRI Calgary, AB +2 locations
...for Dealer Members. Experience in and strong knowledge of regulatory processes and requirements Successful completion of the Canadian Securities Course
2 days ago in Talent.comReport -
Licenced Wealth Advisor Assistant
Raymond James Calgary, AB
...Advisor files and perform general office duties. Requirements Minimum of 2 years investment industry experience. Completion of the Canadian Securities...
2 days ago in Talent.comReport -
Financial analyst
university of calgary Calgary, AB
...briefings notes and correspondence Provide investment advice and recommendations to clients, senior company officials, pension fund managers, securities...
11 days ago in JobleadsReport -
Associate Wealth Advisor (On-Site)
new National Bank Calgary, AB
...Securities Exam Financial Planner or any other accreditation related to the field, an asset Willingness to offer quick and efficient service to clients...
13 h 10 minutes ago in Talent.comReport -
Associate Wealth Advisor
Banque Nationale du Canada Calgary, AB
...Securities Exam Financial Planner or any other accreditation related to the field, an asset Willingness to offer quick and efficient service to clients...
2 days ago in Talent.comReport -
Private Client Advisor / Wealth Advisor /Investment Speciali
TalentSphere Staffing Solutions Calgary, AB
...Securities licence (Dealing Representative) through IIROC 5+ years experience selling financial services / investment products including stocks to HNW...
2 days ago in Talent.comReport -
Equity Research Associate – Energy Infrastructure and Energy
TD Calgary, AB
...work directly with an equity research analyst on the daily publication of company and industry research reports. You will hone research skills, gain detailed
2 days ago in Talent.comReport -
Senior Regulatory Analyst, Registrant Oversight
Klopp Richards & Associates Calgary, AB
Our Calgary client is looking for a Senior Regulatory Analyst who will be responsible for leading complex registrant compliance reviews with dealers...
9 days ago in Talent.comReport
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