171 compliance officer job offers

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  • Senior Compliance Officer

    Periscope Search Group Toronto, ON

    Our client, a fast-growing investment dealer in Canada, is hiring a Senior Compliance Officer to support its expansion across traditional and emerging...
    23 days ago in Jobleads

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  • Senior Compliance Officer

    Alterna Sa Toronto, ON

    ...work experience 7 years of banking / financial services (or related) experience 5 years experience in a similar role Experience leading compliance projects or
    21 days ago in Jobleads

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  • Regulatory Compliance Officer

    MUFG Investor Services Halifax, NS

    ...Compliance is a prerequisite. Strong proficiency in English, including reading, writing and verbal communication is essential for this role. Knowledge of...
    8 days ago in Jobleads

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  • Senior Compliance Officer

    Kaizen Gaming Toronto, ON

    Join to apply for the Senior Compliance Officer role at Kaizen Gaming We are Kaizen Gaming, the team powering Betano, one of the biggest GameTech companies...
    19 days ago in Jobleads

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  • Senior Compliance Officer

    Kaizen Gaming Group Toronto, ON

    ...Here, there’ll be no average day for you. Ready to Press Play on Potential? Let's start with the role The purpose of the role is to provide ongoing compliance...
    12 days ago in Jobleads

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  • Senior Compliance Officer-(Hybrid)

    Central 1 Vancouver, BC

    Senior Compliance Officer-(Hybrid) page is loaded# Senior Compliance Officer-(Hybrid) locations: Vancouvertime type: Full timeposted on: Posted 6 Days Agojob...
    21 days ago in Jobleads

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  • Compliance Officer (Toronto)

    Raymond James Toronto, ON

    Compliance Officer Reporting to the Senior Manager, Compliance, you will be primarily responsible for trade approvals, monthly account reviews and social...
    9 days ago in Jobleads

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  • Senior Compliance Officer

    Embark Student Mississauga, ON

    Senior Compliance Officer Department: Assurance Employment Type: Full Time Location: Head Office Reporting To: Director, Corporate Compliance Compensation...
    15 days ago in Jobleads

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  • Senior Compliance Officer - Credit

    UBS Vaughan, ON

    ...Our duties include implementing the Compliance and Operational Risk Framework of UBS' Asset Management Division and UBS Americas' Combined US Operations, and
    8 days ago in Jobleads

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  • Trade Compliance Officer

    Aviso Vancouver, BC

    ...report, OTCBB reporting). Communicating with advisors and introducing brokers regarding any trade compliance concerns, tracking issues to ensure resolution.
    8 days ago in Jobleads

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  • Compliance Officer, Business Integrity

    Questrade Toronto, ON

    ...Officer, Business Integrity is primarily responsible for investigating escalated client complaints received by the Enterprise Business Integrity team...
    13 days ago in Jobleads

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  • Senior Compliance Officer

    Pictet Group Montréal-Nord, Montréal, QC

    ...existing compliance and AML programs, including regular risk assessments and the updating of policies and procedures, as necessary. Assurer une tenue de
    19 days ago in Jobleads

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  • Compliance Officer (Registration Specialist)

    Societe Generale Montréal-Nord, Montréal, QC

    Compliance Officer (Registration Specialist) Be among the first 25 applicants Division Description Reference 25000LN4 Responsibilities Assist employees in...
    30+ days ago in Jobleads

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  • Compliance Officer

    CFI Financial Investment Company NB

    ...the provisions of the AML/CFT Act. To assist with the preparation and submission of an annual compliance report to the supervisory authority for information
    13 days ago in Jobleads

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  • Legal & Compliance Officer

    Millennium EMS Solutions Sherwood Park, AB

    Corporate Paralegal – Compliance & Securities At MEMS, we are committed to fostering innovation, growth, and integrity. As a leading organization in...
    19 days ago in Jobleads

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  • Compliance Officer (Registration Specialist)

    SGS Société Générale de Surveillance SA Montréal-Nord, Montréal, QC

    Division Description: The Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker–dealer activities...
    30+ days ago in Jobleads

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  • Compliance Officer

    Travelex

    Compliance Officer Location: Canada Reports to: Corporate Compliance & Risk Director Business unit: Compliance and Risk Role purpose: Support the Compliance...
    13 days ago in Jobleads

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  • Officer, Construction Compliance

    Greater Toronto Airports Authority Toronto, ON

    ...non‑compliance and/or safety concerns. Participate in final inspections and demonstrations initiated by contractors and consultants. Track and review all...
    8 days ago in Jobleads

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  • Hybrid Senior Compliance Officer, Wealth Management

    PWL Capital Montréal-Nord, Montréal, QC

    A Canadian wealth management firm is seeking a Senior Compliance Officer in Montreal or Ottawa. The role involves overseeing compliance operations, managing...
    11 days ago in Jobleads

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  • Compliance Officer (18-Month Contract) – Regulatory

    edward jones Calgary, AB

    A leading financial services firm in Calgary is seeking a Compliance Officer for an 18-month contract. The role involves ensuring compliance with regulatory...
    10 days ago in Jobleads

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  • CIRO Tier 2 Compliance Officer

    Raymond James Toronto, ON

    A financial services firm in Toronto is seeking a Compliance Officer responsible for monitoring trade approvals and ensuring compliance with regulations. The...
    9 days ago in Jobleads

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  • Senior Compliance Officer, Employee Trading (Canada)

    Scotiabank Toronto, ON

    A leading financial institution in Canada is seeking a Senior Compliance Officer for Employee Trading Compliance. This role involves monitoring personal...
    20 days ago in Jobleads

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  • Program Integrity Investigator – Compliance Officer II

    Commonwealth of Massachusetts Limoges, ON

    A state government agency is seeking a Compliance Officer II to manage investigations related to compliance and program integrity. The role requires...
    8 days ago in Jobleads

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  • Post-Award Grants & Compliance Officer

    The University of British Columbia Vancouver, BC

    A leading educational institution in Vancouver is seeking a Grants Awards Officer to manage grant accounts and ensure compliance with funding regulations...
    8 days ago in Jobleads

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  • Bilingual Compliance Officer, Sales Communications

    CI Financial Toronto, ON

    ...advice. CI employees work in a fast-paced environment that encourages learning, ambition, and collaboration. We are currently seeking a Bilingual Compliance...
    19 days ago in Jobleads

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171 compliance officer job offers

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